April 1, 2013
Salas Wang LLC is currently investigating Ronald Cleveland (formerly of Edward Jones in Connecticut) for selling equity indexed annuities.  Specifically, FINRA fined Cleveland because he: sold equity-indexed annuities (EIAs), which were not  securities, totaling approximately $4,991,272 to individuals, some of whom had accounts at Cleveland’s member firm, and received commissions totaling approximately $403,737, without providing prior […]
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January 21, 2013
Salas Wang LLC is currently investigating claims against Nobles & Richards Inc. for selling risky Oil & Gas investments. Â The firm was recently sanctioned by the Financial Industry Regulatory Authority for failing to determine the reasonable viability of these investments. Â If you lost money investing with Nobles & Richards, you may have recovery options. Please […]
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