Ronald Cleveland Investigation

April 1, 2013

Salas Wang LLC is currently investigating Ronald Cleveland (formerly of Edward Jones in Connecticut) for selling equity indexed annuities.  Specifically, FINRA fined Cleveland because he:

sold equity-indexed annuities (EIAs), which were not  securities, totaling approximately $4,991,272 to individuals, some of whom had accounts at Cleveland’s member firm, and received commissions totaling approximately $403,737, without providing prior written notice of these sales to his firm. . .

If you invested with Ronald Cleveland, please contact Jeffrey M. Salas at 312.803.4963 or fill out the contact form below.

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