KMS

Grifphon Fund Investigation

January 21, 2013

Salas Wang LLC is launching its investigation into Grifphon Funds, an alleged ponzi scheme.  Grifphon was a Portland, Oregon based hedge fund sold by FINRA-registered broker-dealers.  Specifically, KMS Financial Services out of Seattle was sanctioned by FINRA for allowing its brokers to sell this fund without conducting proper due diligence.  Grifphon, as well as its […]

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